Decentralization and Educational Reform: What
Accounts for a Decoupling Between Policy Purpose and Practice? Evidence from Buenos Aires, Argentina
M. Fernanda Astiz, Ph.D.
Graduate Education
& Leadership Department
This study provides empirical evidence of the
implementation outcomes of decentralization and education reform policies
conducted in
The
purpose of this study is twofold. The
first goal is to provide empirical evidence of the implementation and outcomes of the education
reform and decentralization policies conducted in
The end of authoritarian regimes and
the return of civilian rule in many Latin American countries during the 1980s,
the developments of the
to maintain political stability and
democratize while at the same time, improve efficiency of public services,
preserve macroeconomic stability, and to respond to the interest of all groups”
(Burki et al., 1999, p.17).
In the early
1990s, following worldwide and regional trends, the Argentine government
continued and emphasized a process of education decentralization that started
in the late 1970s (4). Then, the central administration, under a military
regime (1976-1983), transferred the financial responsibility of primary public
and private subsidized schooling to the provincial governments. This
decentralizing process reached its zenith in 1992 and 1993, when the democratic
government of Dr. Carlos S. Menem (1989-1999), started a second process of
decentralization and restructuring of the whole schooling system. In 1992, the transfer, as the education decentralization
process is called in
In addition the FEL established a key
reform initiative at the school level to foster education quality, the
development of the Projecto Educativo Institucional (School
Institutional Project, hereafter
Much of the literature that looks at
issues of decentralization, in Latin America is either interested in situating
the discussion at the discourse level, establishing connections between
neoliberalism and economic restructuring policies (Torres & Puiggros, 1997;
Arnove, 1997; Paviglianitti, 1991, among others), or in showing “what works” to
increase student performance (McEwan & Carnoy, 1998; King & Ozler,
1998; Winkler & Gershberg, 2000). Others were simply concerned in showing
the mismatch between policy intention and practice at the national levels
(Prawda, 1993; Gorostiaga Derqui, 2001; Braslavsky, 1999). Less research looks at the outcomes of
decentralization reforms at subnational and school levels (Ciggliutti, 1993;
Munín, 1994; Dussel & Thisted 1995; Fuller & Rivarola, 1998; Rhoten,
2000). For the most part, analyses on
education decentralization and reform efforts in
As stated above, education policy
reform in
Nation-states are remarkably uniform in
defining their goals as the enhancement of collective progress…. [However,] …
decoupling is endemic because nations-states are modeled on an external
culture…” (Meyer et al.,1997, pp.153-154).
Consequently,
world cultural dominant models may experience a wide variety of forms during
the adoption process. At central or
provincial levels some external elements are easier to adopt than others, and
even some of them could conflict or be inconsistent with local organizational
structures (Meyer & Rowan, 1977, March & Olsen, 1989; DiMaggio &
Powell, 1991; Meyer et al., 1997).
According to Ramirez and Rubinson (1979)
developing nations adopt symbolic education reforms through national systems,
but they experience a great difficulty in producing change (8). Usually, under
exogenous pressures to conform to worldwide validated education paradigms, new
education structures are adopted. Yet,
since educational innovations usually carry high levels of uncertainty and are
loosely connected to school outcomes (Meyer & Rowan, 1978; Rowan, 1982),
organizations may not want to go beyond the provision of a symbolic response. Ritual compliance allows school organizations
to continue its activities unchanged.
Meyer and Rowan (1978) suggest that this lack of change is rooted in
what they call “logic of confidence” (p.101).
The confidence actors have in each other is what maintains the
organization out of disruption while keeping its legitimacy.
Following the same line of
argumentation, Hannaway (1993) argues that although broad institutional
environments may tell us about why schools and school organizations are
similar, local political environments may explain the degree of their
differences (9). Her article examines the effects of political pressures and
the system’s centralization on public school districts in the
In line with ideas advanced by
neoinstitutionalist students in organizational analysis, I argue that policy
success in politically pressured organizational environments may not be
measured in terms of the objectives of general policy mandates but in regards
to the goals of its adaptation at the local level—provincial in this case. In other words, what is the purpose of policy
adaptation and whose interests does this adaptation meet? I suggest that the
mismatch between policy mandate and policy adoption (decoupling), or the
implementation of symbolic practices that some scholars may consider “policy
failure,” may well serve the goals of the political elite to meet other
interests and consequently to maintain the education organization unchanged.
These arguments are addressed through the case study developed for this
work.
Research
Design, Methods, and Data Analysis
This study uses a qualitative case study approach
(Merriam, 1998). The process of building
a case study involves in-depth data collection in preparation for the
description of the cases of interest, confronting, validating, and generating a
theoretical construct, which invites judgment and offers useful evidence for
comparative analysis (Merriam, 1994).
The unit of analysis in this study is the
First,
Second,
Third, by
1875, before the consolidation of the nation-state and the creation of a
national system of education, the
During the time the researcher spent
in the field, two qualitative procedures were conducted: content analysis and
semi-structured interviews. The first
procedure was performed during the entire period that the researcher was in the
field. I used methods of content
analysis to examine how national directives materialized in provincial official
documents and legislation. This analysis provided me with general statements of
policy rationale and objectives. This method was an important tool during the
first phase of the study and provided the backbone for the design and
adjustment of the semi-structured interviews questionnaire.
Following this initial stage, the
researcher conducted the second qualitative procedure: the semi-structured
interviews. Interviews are the primary
source of data collection. The
researcher used them to get information and build the case study about the
implementation, adaptation, and outcomes’ perceptions of the comprehensive
education reform. Two waves of personal
interviews—typically 45 minutes to one hour in duration—were carried out (12).
Thirty-three key informants were interviewed.
Schoolteachers, parent association representatives, ministry officials
at the provincial and national level, and local and provincial school
administrators were interviewed.
Interviewees were selected in various ways, but primarily by means of
snowball sample and geographic base.
All
written and narrative protocols were coded for common thematic statements that
helped analyze the content of the data by level of analyses: national,
provincial, and municipal. This method was used to examine actors’ accounts of
the decentralization and reform processes, changes, and the consequences of
them. I limited the analysis to the
content of their stories and to analyze “who” tells “what” and “why.” Each interview was identified and categorized
by actors’ location, position in the administrative structure, role, and identification
number. This differentiation allowed me
to identify environmental from organizational representations of the policy
process and to measure the effect of environmental and organizational
characteristics in determining the outcomes.
Buenos Aires Socio-political Characteristics and
Policy Adaptation
Since 1988 the Justicialista party
dominated
Accordingly, Duhalde implemented policies
of state reform not without a quota of pure Peronista lineage. As expressed by a provincial official,
“Duhalde could not get rid of traditional populist practices while implementing
liberal type of policies, he needed them if he wanted to be reelected or for
his future presidential aspirations” (EBAONo.2). Students of recent neo-populism in LA agreed
that although governments faced fiscal constraints in state spending they
managed to create material benefits to their constituency by, among other
tactics, targeting social programs for the poor (Weyland, 1996).
Various reasons allowed Duhalde to
act with substantial autonomy from the national government and the national
party leadership to implement a robust social program tied to educational
reform and decentralization initiatives in the
Besides controlling the provincial
legislature, “the two main Justicialista party factions have been
distributing among themselves positions within the provincial and municipal
administrations and electoral lists . . .” (EBAMPNo.2). Therefore, with the control of the
bureaucracy, which means control over state resources and job post used for
patronage, the provincial Peronist chapter on his side, a discretionary
use of public funds, and a provincial public debt that increased over the
years—from 1112 million pesos to 3864 million pesos in 1999 (Situación Social y
Evolución Social Provincial, 1998; Dirección Provicial de Planeamiento, 2000),
the governor was able to establish as Plan Social (social plan) side by
side structural adjustment reforms.
According to official documents, the
provincial Plan Social was based on three pillars, 1) active
participation of the community, 2) creation of social welfare networks or
solidarity networks at all administrative levels: provincial, regional,
municipal, 3) decentralization and regionalization of the development
and implementation of social programs. Education, of course, was at the center
of the provincial social development program (Programa de Gobierno, 1994) and schools were an important piece in
the distribution chain. In some cases,
the implementation of this plan was through an asistencialista network
(social welfare network) run by Dr. Duhalde’s wife and a group of party brokers
widely known as manazaneras (Auyero, 2000).
The Plan Social was clearly
an exchange of favors for votes and shed light on the convergence of patron-client
relations and the social welfare policies implemented by the Justicialista
party in the
Policy Implementation and Educational Structure in
In 1995 the provincial legislature passed
the Ley Provincial de Educación No. 11.612 (Provincial Education
Law—hereafter PEL). In terms of the
proposed actions the law translated into the functional reorganization of the
managerial structure with strong implications for the way schooling services
were delivered. Since then, the
provincial system was organized on the basis of a regional administrative
decentralization. It is clear from the
law that this organization was a strategic objective for the successful
implementation of the provincial educational reform (Ley Provincial, Art. 46).
This new regulation placed a strong separation between administrative and
pedagogical functions, deconcentrated to the level of 134 school
districts (14).
The new managerial structure is organized
as follows (see Figure 1 below—Diagram of Buenos Aires Educational Organization). At the top of the organizational structure is
the Dirección General de Educación y Cultura (General Directorate of
Education and Culture—hereafter GDEC) with ministerial hierarchy. This unit has the overall responsibility of
the education system. By its side works
the Consejo General de Escuelas (General School Council). By law this council has the responsibility of
policy planning and coordination; however, in practice it functions as a
consultative body of the education executive.
It is followed by sixteen Jefaturas Regionales (Regional Chiefs)
for each branch of the education system (general basic education, hereafter EGB
and Polimodal schools) appointed by
the GDEC and reporting to the Subsecretario de Educación
(under-secretary of education) and to the corresponding education branch
directorate. These
Jefaturas Regionales oversee the operation of Secretarías de
Inspección (Inspection Secretariats) at the district level, and Supervisores
de Distrito (district supervisors), selected, although not always, on a
competitive basis. Secretarías de
Inspección, through districts’ supervisors, are responsible for carrying
out the reform at the district level and of the bulk of administrative work in
relation to the technical and pedagogical operation of the provincial education
system. For example, they are
responsible for filling teaching vacancies and providing statistical
information to the GDEC on the standard functioning of the district such as
teacher attendance, school drop outs, etc. (Ley Provincial, Art. 48).
At the district level, local elected school councils or boards initially created to be political participatory units became administrative mediators vis-à-vis the municipal administration, school-site cooperatives, and provincial authorities mostly to mobilize resources for schools within their district. Local school councils do not have budgets on their own, but they are in charge of processing funding requests for school lunches and the improvement of school buildings. Another important point to consider is that municipalities in an attempt to adapt themselves to the new provincial administrative requirements, have set up education and culture directorates or secretariats that have started to play an active role within their limited formal authority. While municipalities have only an insignificant quantitative participation in the delivery of education services, in the majority of the cases at the pre-school level, they provide additional funding sources for the schools, mostly to be used for infrastructure work and other minor expenditures. Still the bulk of public schools funding, of which almost 90% goes to pay the administrators, teachers, and school staff salaries, comes from the provincial level (Ministerio de Economía, Buenos Aires, 1995, p. 42). Additional funding sources come from the Asociación Cooperadora Escolar (school-site cooperatives).
Each school in the province has a cooperadora
to which parents voluntarily contribute with time and an optional monetary
amount. The amount varies across school
districts and the socio-economic situation of the family (15). The role of the
school-site cooperative is “to assist the school in eliminating all the causes
that have a negative affect on students.” (Manual de Cooperadoras Escolares,
Art. 1) In addition, “the associación
cooparadora involvement has not to address technical, administrative, or
disciplinary issues unless the school requires it to do so” (Art. 4). So even when both the FEL law and the PEL
stress the role these associations have as participatory mechanisms, asociación
cooperadoras have not been granted the authority to participate actively in
the school other than with funding. Paralleling
the FEL, the school unit was at the center of the reform process (Ley
Provincial, Art.19); however, its centrality was to be achieved through the
implementation of programs of social welfare orientation. In a context of economic hardships, the
provincial social plan took different forms at the school level; school food
programs for EGB schools and fellowships for students in polimodal
education. Fellowships were administered
in form of nine monthly allocations of 100 Argentine pesos to improve high
school student retention.
Compensatory and social welfare programs
were financed, in some cases, through alternative channels that used
extraordinary funds from national transfers and external loans. These funds, instead of being distributed
through the established channel—GDEC, local school councils, schools—were
transferred directly from the provincial administration –sometimes through the asistencialista
network, to either the school or individuals.
As stated by an interviewee, “social plans were the direct connection
between the government well, Duhalde, and the poor….” (EMPLNo.4); they have
been used as a patron-client method to link the masses with the leader.
Figure
1

*
Dotted lines indicate the informal distribution of resources
General
Perceptions of
Some distinctions, however, are to be
made since interviews underscore dissimilar concerns based on actors’ position
within the organizational structure.
Criticism of general councilors, school councilors, chief inspectors and
supervisors revolve around broad administrative, financial, operational and
cultural issues, though not exclusively.
However, both principals’ and teachers’ concerns are limited to the
impact of the changes over the daily school life.
These attitudes constitute two patterns
of thinking about educational issues.
First, a macro-micro linkage; provincial education officials and
administrators think about the system’s changes and outcomes as part of larger
forces, including national and state general policies. Their beliefs show that the education sector
alone is not responsible for the changes and outcomes, but rather broader
institutional changes. Moreover, an
effective change in education requires political and institutional changes as
well. Second, micro-focused affairs;
in this case, actors’ attitudes are of immediate concern and although aware of
macro level changes, their focus is more concerned with local and provincial
level effects. While school administrators and teachers do see national and
provincial levels changes as the causes of education problems they do not
expect them to be solved politically but pedagogically. Actors’ views about the
reform implementation are as follows.
Macro-micro
Linkages: Provincial education officials and education administrators’ views
At the beginning of the 21st
century, education actors’ views reflect the difficulties the provincial system
of education is facing after the implementation of the 1990s reforms. Provincial education officials and
administrators suggest the difficulties of isolating the results of the
educational changes from the broader Argentine picture.
Argentine
institutions are in crisis, they usually lack specific planning, or when the
rules are there no one respects them.
Institutions work according the person that leads them. Political representation is also in crisis;
unions and political parties are unreliable.
Citizens are voting less and less over the years and even blank ballots
are increasing in number. Besides,
radical changes are implemented here that are copies, shapeless embryos, and
before any result could be seen, either central authorities change and with
them some minor changes occur—there is usually no continuity from
administration to administration—or if the same people stay they manage to
change something for electoral purposes (EVLPS No.1).
According to the interviewees’ accounts,
this pattern is evidenced through the implementation of the educational
reforms. Once schools were transferred,
“the problem then became the provincial administration.” Duhalde wanted to complete the process of
reform no matter under what circumstances: “without consensus . . . it
was improvised, disorganized, and with harmful results for the
provincial education system” (EBAPANo.10).
Interviewees’
emphasized that the system is formally hierarchically centralized at the
provincial level but since control mechanisms are loosely attached with one
another they leave space for personalism and clientelism. Although this contradicts arguments that
support decentralization, in this particular case decentralization produced a
formal centralization of control at the provincial level but at the same time
opened space for reinforcing traditional informal political practices. This paradox is apparent through school
councilors’ accounts,
Sometimes, intentionally
or by bureaucratic inefficiency, while one school receives three subsidies for
repairing the same problem others receive none.
Usually the rules are there, but the procedures are unclear, sometimes
obscure . . . (EVLCENo.4)
Supervisors
agreed that the process by which decisions are made and implemented are
generally coming from the top and are not always transparent, a fact that
indicates that many of these decisions represent less systematic efforts to
include different sectors of the education community and consequently more
short-term political investments.
Supervisors and councilors pointed out that some irregularities applied
to the distribution of food programs and scholarships. Indeed, a chief supervisor of polimodal
education declared, “the problem is that those scholarships are not merit base,
they have been granted without any control whatsoever.” (ELMIJNo.2)
From
their arguments one can agree that administrators are not as critical of the
reform in itself as they are with its implementation and practice. Provincial
administrators and education leaders attributed the limited results of the
reform to national-level economic conditions, market approaches implemented,
and to financial constraints that the province encountered after its
implementation. However, their main
concern revolved around the celerity and unplanned process of reform,
unsupportive environment, and the cultural shock experienced by those
institutions that were previously under national tutelage,
since
the process was conducted by force and, without the necessary means to carry it
out, it soon became a race against time, an accelerated implementation
without resources and needed infrastructure,
and even worse, a cultural shock that end up in a clear discrimination from
both sides [national and provincial] (EVLCENo.3).
Interviews reveal a strong agreement
about different cultural patterns between provincial and transferred national schools
(16). This difference is identified as rooted in the political and
administrative environment in which schools have been operating. From these arguments it is possible to
speculate that, unintentionally or not, schools reproduce the pattern and act
in consequence of the organizational environment they are a part. Thus, the school organization adapts certain
practices that become the norm.
Therefore, as soon as national schools and national inspectors found
themselves in an unfamiliar environment, they not only resisted it but they
also tried to reinforce previous practices to maintain their identity and
status quo. In fact, the culture of
national schools still persists and transcends geographical boundaries in
The tension between organizational
pressures to change and national schools’ resistance was at the origin of
conflicts outside and within the school organizations. The tension within the system was clearly
expressed by a school supervisor, who said
In
the first meeting we had together, the
transferred [transferred supervisors] –we called them pejoratively in
that way, and us [provincial supervisors] could not understand each other, we
were talking in different languages. After hours of hot discussions, a
transferred supervisor suddenly stood up and said, are you [referring to the
provincial supervisors] and the province going to tell us how to run our
schools? But from that moment they knew there was no other option than to
accept they were in the province (EVLSNo1).
Both groups—former national and
provincial administrators and teachers—presented throughout our conversations a
certain resentment of each other. In the
words of a former national inspector, “before, administrative and pedagogical
issues were handled easily than today.
Here everything is based on negotiations . . . this shows the lack of
administrative capacity the province has.” (EBACINo.1) On the other hand, chief
inspectors and provincial supervisors agreed that, “in spite of the resistance,
former national supervisors ended up accepting that they were doing a more
desk-based type of work, but in the province you have to put your feet in the
mud . . .” (EBACI No2)
As I mentioned before, the reason for
this unfortunate situation was rooted in the characteristics and practices of
each distinctive education system, yet schools did work under different
regulatory frameworks, which generated the cultural contradictions presented.
Micro-focused
Affairs: School Administrators and teachers’ views
How do the problems previously identified
by supervisors, chief inspectors, general education councilors, administrative
officials, and local school councilors affect the daily school operation (17)?
According to teachers and school administrators, those problems affected the
schools in many ways to the extent that they produced a general deterioration
of the quality of services schools provide.
First, both teachers and school directors mentioned the limited autonomy
they have today and the instances of control that have been added since the
last reforms were in place. Before, some
decisions about the management of provincial schools were made at the local level
through the local school council, but not any more. Even, “National schools used to have more
autonomy, not intended though, but real.”
The principal mentioned that this autonomy allowed her to select her
team, portrayed as “a group of committed, experienced, and motivated teachers.
Today that is not the case.” According
to her comments, what rules is the unfortunate situation of a great number of
professors’ taxi with a negative impact on the school. “Even though teachers put so much effort from
their part, it is impossible to feel attached to an institution where you only
spend two hours twice a week, she said” (EVLSP No.2) (18).
In addition, since “the process of
teacher selection is not completely transparent—sometimes very political, and
salaries grew less day by day, the teachers we receive are usually not as
qualified as they used to be. ” (EVLSPNo.2) This concern regarding the general
deterioration of the teacher profession was also a matter of concern among
other administrative officials, scholars, and stakeholders (19). Teachers and
administrators complained about the lack of pedagogical support they received
during the implementation of the reform.
In spite of the courses and materials administered by the National
Ministry of Education, those elements proved to be insufficient and of very low
quality. The consequence then, “is more
pressure on the school because at the end we are going to be blamed about the
poor schools outcomes” (ELMTNo.2).
It is worth mentioning that throughout
the interviews issues of funding and how those scarce resources are distributed
were points of concern among school administrators, particularly among those
principals who cannot count on their school cooperatives and do not receive
extra funds from the municipalities.
Since schools were transferred and the reform implemented,
more
pressure was put on us to search for funds. One may say that since there is a
provincial office that deals with infrastructure issues and we have a local
council that acts as a liaison to place our funding requirement, things will be
easier. Well, that is not the case.
Depending on the type of repair needed, our request requires the
signature of the supervisor and then goes to
Overall, the underlying assumption
from the micro level affairs is that a system that attempted to distribute
bureaucratic control negatively affected schools, particularly through blending
of politics, inefficiency, and a vertical accountability mechanism.
Recent decentralization and reform attempts in